The SEC did not take its foot off the pedal in fiscal year (FY) 2024 when it came to prosecuting insider trading. In the third installment of ...
The charges against Peterman are just the latest initiative by what, in some respects, has been the most aggressive SEC enforcement division on record.
Ken A. Peterman, 67, of Encinitas, California, was arrested in San Diego after a grand jury handed down a three-count ...
White & Case's Public Company Advisory Group has conducted a survey of publicly filed insider trading policies to assess emerging trends with respect to key insider trading policy terms. Starting with ...
The post did not provide any evidence to back up the claim that Thompson was about to testify against Pelosi for insider ...
Brian Thompson dumped more than $15 million in stock before a federal antitrust investigation into the insurance giant was ...
The authors write "This past June the U.S. Department of Justice (DOJ) secured its first insider trading conviction relating ...
On Dec. 4, executive vice-president, chief strategy and technology officer Jean Robitaille sold 10,000 shares at a price per ...
UnitedHealthcare CEO Brian Thompson was one of several senior executives at the company under investigation earlier this year ...
A private pilot for billionaire businessman Joe Lewis avoided prison for tax evasion tied to the insider trading case against ...
Following Thompson’s death, social media erupted with grievances about the health care giant and private insurers in the U.S.