Deep search
Search
Copilot
Images
Videos
Maps
News
Shopping
More
Flights
Travel
Hotels
Real Estate
Notebook
Top stories
Sports
U.S.
2024 Election
Local
World
Science
Technology
Entertainment
Business
More
Politics
Any time
Past hour
Past 24 hours
Past 7 days
Past 30 days
Best match
Most recent
Sebi, SDP and Specified Digital Platform
Sebi says digital platforms not required to obtain SDP status
The Securities and Exchange Board of India (Sebi) has issued a clarification after queries have been raised in various news articles about the obligation of digital platforms to get recognition as a Specified Digital Platform.
Not mandatory to register as specified digital platform, clarifies Sebi
Regulated entities such as stock exchanges, clearing corporations and depositories are not obligated to work exclusively with specified digital platforms, says Sebi.
Not Mandatory For Digital Platforms To Be Notified As SDP, SEBI Clarifies
SEBI also clarified that regulated entities are not restricted to associating with third parties only through specified digital platforms.
Sebi issues clarification on Specified Digital Platforms, not obligatory for any digital platform to get notified
In the press release issued on December 4, the market regulator said that the provision of associating with a third party through an SDP was given to REs only to assure the REs that they will not be held accountable if there is any violation of the concerned provisions.
SEBI: No mandatory registration for digital platforms under SDP framework
SEBI clarified that digital platforms are not obligated to register as specified digital platforms (SDPs), though regulated entities must ensure compliance when partnering with non-SDP platforms.
SEBI Clarifies on Specified Digital Platforms (SDPs)
A “specified digital platform” has been defined to mean digital platform as specified by the Board, which has a mechanism in place to take preventive as well as curative action, to the satisfaction of the Board, to ensure that such a platform is not used for indulging in any of the abovementioned two prohibited activities.
Sebi Clarifies That Digital Platforms Are Not Obligated to Obtain SDP Status
Sebi clarifies that digital platforms do not need to seek Specified Digital Platform status, as it is voluntary and no regulatory framework exists.
Specified digital platforms not obligated to register, clarifies Sebi
Says the association of regulated entities with SDPs will assure that they are in compliance of Sebi's regulations
SEBI, Axis Securities
Axis Securities settles front-running case with SEBI; pays ₹14.62 lakh
Front-running refers to an illegal practice, where an entity trades based on advanced information from a stock broker or analyst before the information has been made available to clients.
Axis Securities settles front-running case with Sebi; pays Rs 14.62 lakh
Axis Securities on Wednesday settled a case, involving front-running trades by its former employee Vikrant Bhimrao Kadam and his friend, with markets regulator Sebi after paying Rs 14.62 lakh towards settlement amount.
Sebi Settles Front-Running Case Involving Axis Securities Dealer; Brokerage Firm Pays Rs 14.62 Lakh
Axis Securities on Wednesday settled a case involving front-running trades by Vikrant Bhimrao Kadam, who worked as its dealer, and his friend, after paying Rs 14.62 lakh towards the settlement amount to Sebi.
10h
Can you use your spouse’s mobile number for investing? This is what Sebi said in its latest circular
Sebi, via circular dated Dec 3, directed that a broker can upload the same mobile number/ email ID for more than one client ...
Businessworld
11h
Sebi Investigating Role Of Merchant Banker Of Cancelled Trafiksol ITS Technologies' IPO
The Securities and Exchange Board of India (Sebi) initiated an investigation into the role of Ekadrisht Capital, the sole ...
19h
Sebi cancels Trafiksol IPO, orders refund of investor money
The company may approach the market afresh after the ongoing proceedings initiated by Sebi are concluded and subject to any ...
cnbctv18
6h
Congress alleges 'cover-up' in Adani case, demands strict SEBI action
Congress criticised SEBI after reports claimed that Adani-linked entities sought settlement over alleged shareholding norm ...
9h
on MSN
Sebi notifies rules on uniform standards for nomination facilities across securities markets
Markets regulator Sebi has notified rules on nomination allowing nominees to act on behalf of incapacitated investors.
1d
SEBI Cracks A Whip On Seven Unregistered Finfluencers; Bans ‘Baap Of Charts’ For One Year With Penalty
Cracking a whip on unregistered finfluencers selling courses to investors, regulatory body SEBI on Monday, banned seven ...
ndtvprofit
1d
SEBI Proposes Technology-Driven Audit Process For Stock Brokers
SEBI's proposed audit reforms include an online portal to track auditor compliance, geolocation monitoring, and stricter ...
Deccan Chronicle
1d
Adani Group Entities Seek Settlement with Sebi
Entities linked to the Adani Group have reportedly applied for settlements with the Securities and Exchange Board of India ...
Results that may be inaccessible to you are currently showing.
Hide inaccessible results
Related topics
India
United States Congress
SDP
Axis Securities
Adani Group
Feedback