The U.S. Securities and Exchange Commission named a senior military judge as enforcement director on Thursday, in what legal ...

Margaret “Meg” Ryan will lead the US Securities and Exchange Commission’s enforcement division, putting a military judge who once clerked for Supreme Court Justice Clarence Thomas in charge of the ...

Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of technology and data, today announced that the ...

In August 2024, the court slapped Ripple with a civil penalty of more than $125 million and issued an injunction that asked ...

The Securities and Exchange Commission (SEC) is an independent federal agency that regulates the U.S. securities markets and protects investors.

The years-long legal battle between the SEC and Ripple Labs is finally over. A new court filing dated August 7 shows that the ...

A suspended securities broker who used Meta Platform Inc.'s Facebook to defraud his followers out of hundreds of thousands ...

A federal appeals court on Wednesday upheld the U.S. Securities and Exchange Commission's so-called "gag rule," rejecting a claim it illegally silences defendants who want to criticize the regulator ...

A substantial insider sell was reported on August 21, by GRAHAM REEVE, COO at US Physical Therapy (USPH) , based on the recent SEC filing. What Happened: REEVE's decision to sell 763 shares of US ...

The Securities Exchange Act of 1934 extended the “disclosure” doctrine (from the Securities Act of 1933) to securities listed and registered for public trading on the U.S. securities exchanges.