SEBI’s settlement mechanism aims to give applicants a chance to settle potential enforcement actions, in conjunction with the ...

Markets watchdog Securities and Exchange Board of India (SEBI) has now announced some relaxation in the deadlines for ...

Investors considering alternative strategies should proactively adjust their portfolios to anticipate these potential changes.

The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...

In launching those actions, the Gensler-led SEC had expected courts would find many firms selling crypto assets illegally in breach of investor protection laws. While the agency secured ...

The problem of delay is not limited to takeover cases alone. From mergers to insolvency, litigations continue to make a ...

“The SEC is leveraging technology to enhance efficiency in the capital market by promoting an electronic securities ecosystem,” Jomkwan Kongsakul said, adding, “new regulations will be ...

The AIF industry raised concerns with the regulator about a shrinking investible universe after a recent LODR Amendment ...

FINRA issued its 2025 Annual Regulatory Oversight Report, providing a detailed look into FINRA’s current regulatory oversight ...

The SEC currently has several notable rule proposals that have received public comment but have not yet been finalized. The potential direction ...