Sebi, via circular dated Dec 3, directed that a broker can upload the same mobile number/ email ID for more than one client ...

In August, the Securities and Exchange Board of India (SEBI) had amended regulations to govern the association of REs with other persons. The regulator has asked the REs to ensure that they do not ...

Front-running refers to an illegal practice, where an entity trades based on advanced information from a stock broker or ...

Regulated entities such as stock exchanges, clearing corporations and depositories are not obligated to work exclusively with ...

SEBI clarifies digital platforms not mandated to be specified digital platforms, no regulation, curative actions voluntary.

Axis Securities resolves front-running case with Sebi, paying Rs 14.62 lakh. The case involved a former employees trading ...

SEBI also clarified that regulated entities are not restricted to associating with third parties only through specified ...

SEBI clarification further added that curative actions currently being carried out by some digital platforms are in ...

The Securities and Exchange Board of India (Sebi) has issued a clarification after queries have been raised in various news ...

SEBI's investigation revealed that Axis Securities failed to enforce compliance policies, allowing a dealer to exploit ...

A “specified digital platform” has been defined to mean digital platform as specified by the Board, which has a mechanism in place to take preventive as well as curative action, to the satisfaction of ...

New Delhi, Dec 4 (PTI) Market regulator Sebi on Wednesday clarified that digital platforms, used by registered or regulated ...